Senior Compliance Officer
- Recruiter
- Taylor Root
- Location
-
England, London
London (Greater)London (Greater)
- Salary
- £50000 - £65000 per annum + bonus
- Posted
- 24 Jul 2018
- Closes
- 22 Aug 2018
- Ref
- 1011532
- Job Title
- Head of Compliance
- Category
- Legal
- Contract Type
- Permanent
- Hours
- Full Time
My client a major Global household name seeks a Senior Compliance Officer to support the Compliance Lawyer. The successful candidate will be expected to become familiar with and implement CDD procedures, to assist in the identification and management of potential red flags and matters for internal risk assessment and for reporting to designated members of the Legal Team.
The Role
- Support the Compliance Manager in the implementation and managing of processes related to due diligence, data protection and such other areas of compliance as may be required, in accordance with the group Code of Ethics.
- Analyse the findings of due diligence searches carried out by the Compliance Analyst and make recommendations in respect of further checks.
- Identify and manage potential red flags / matters for internal risk assessment and make recommendations to mitigate risks identified.
- Report findings (both orally and in writing) to the Compliance Manager and other designated members of the Legal Team.
- Improve the quality of the due diligence process by communicating with internal teams to improve procedures and processes.
- Monitor existing business relationships to ensure continued compliance with all applicable laws.
- Maintain comprehensive records of data processing activities conducted by the business.
- Analyse and monitor gifts and hospitality data and prepare reports for management.
- Assist with the e-learning campaigns including monitoring and analysing completion data.
Skills and expedience
- Educated to degree level ideally with LPC
- Experience of CDD, Conflicts, AML and Sanctions
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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