Compliance Manager - Part Time

Location
England, London
Salary
Negotiable
Posted
27 Mar 2018
Closes
25 Apr 2018
Ref
1259
Job Title
Head of Compliance
Category
Legal
Contract Type
Permanent
Hours
Full Time

Our client, a specialist boutique US-headquartered law firm, is looking for a part time Compliance Manager to join their London office to work 3 days a week. In this newly created role, the Compliance Manager will be responsible for providing a comprehensive compliance service to the firm. Working closely with the COLP, COFA, MLRO and other partners, the Compliance Manager will have a broad range of responsibilities including:

  • Being the first point of contact for all compliance/regulatory queries
  • Advising the firm as to the relevant regulatory requirements regarding conflicts, confidentiality and disclosure
  • Liaising with the SRA/Law Society Ethics Team on regulatory issues as required
  • AML - monitor new procedures, guidance and best practice.
  • Monitor compliance - breaches, complaints and audits
  • Maintenance and completion of Breaches Register
  • Leading the annual Practising Certificate renewal process

The ideal candidate will have strong previous Compliance experience from a law firm and will ideally be a qualified lawyer. You will be happy to work autonomously and have the ability to build effective relationships across the firm. You must have a good understanding of the SRA handbook, and experience of leading on SRA and other compliance audits. Strong communication skills are a must, along with excellent attention to detail and the ability to prioritise and use your initiative. This is a great opportunity for someone to work part time within a respected practice, so if you meet the above requirements then please contact Ryder Reid today.

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