Head of Compliance (AML, KYC, CF10/CF11)
Head of Compliance with experience gained in Financial Services (ideally in FX or brokerage but others considered) is required by this fast developing Start-up Financial Services company in EC2.
The successful Head of Compliance will hold overall responsibility for providing compliance on anti-money laundering (AML) functions of the UK FX business trading divisions and will be responsible for managing a small compliance team reviewing FX lending/credit/P2P products and services. The Head of Compliance will be reviewing UK & EU legislation and compliance requirements; implementing compliance monitoring programmes and developing AML policies and procedures for new and existing financial products and services whilst acting in an advisory capacity.
Head of Compliance applicants applying MUST hold previous or current CF10 & CF11, have good knowledge of AML (Anti Money Laundering) or KYC (Know Your Client), have strong knowledge of FCA regulations and have a desire to succeed in a generalist compliance/AML position.
The key selling point of joining a Start-up at this early stage of growth means that the chosen Head of Compliance will have a pivotal and influential position closely bonded with the board, thereby building a strong foundation for the future growth of this company.
Similar jobs
-
New
-
New
-
New