Risk and control testing - VP
Client
My client a leading investment bank with operations all over the globe is currently searching for a Risk and Controls VP to join them on a permanent basis in London. This position will sit within the Chief controls office, which was established to implement and maintain a best in class control framework. The Front Office Controls Testing Team provide independent, valued and timely assurance to supervisors and Senior Management over the effectiveness of governance, risk management and controls.
Skills
- Have a strong understanding of Markets (trade products) and Investment Banking products within a top tier financial institution.
- An excellent understanding of modern governance, risk and control assessment techniques.
- Extensive experience in a Front Office supervisor role, internal audit, operational risk management or related
disciplines, in the financial services industry. - Strong networking & senior stakeholder management skills and able to negotiate and influence effectively.
- Good organization, planning and project management abilities.
- Thorough understanding of the key market, credit, conduct and operational risks operating across each asset class operating in a major FI trading floor.
Responsibilities
- Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness.
- Develop strong and productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.
- Challenge the completion of operational risk and control self-assessments.
- Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented.
- Work with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the Front Office.
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